Investor Charter – Research Analyst (RA)
Vision and Mission Statements for Investors
Vision:
Invest with knowledge & safety.
Mission:
Enable every investor to:
Invest in the right products as per their financial needs
Manage and monitor investments to meet financial goals
Access research reports
Achieve financial wellness
Details of Business Transacted by the Research Analyst
Publish research reports based on proprietary research
Provide independent, unbiased views on securities
Offer recommendations while disclosing financial interests in the recommended securities
Base research on publicly available information and observations
Undergo mandatory audits annually
Details of Services Provided to Investors (No Indicative Timelines)
Onboarding of clients
Disclosure of conflict of interest, if any
Distribution of research reports and recommendations without discrimination
Maintaining confidentiality until reports are made public
Grievance Redressal Mechanism
In case of any grievance/complaint:
Approach the Research Analyst at manishchetwani@yahoo.com
If unresolved within 30 days, escalate through SEBI’s SCORES platform:
🔗 https://scores.gov.in
Alternatively, write to:
Office of Investor Assistance and Education,
Securities and Exchange Board of India (SEBI),
SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai – 400051
Expectations from Investors
✅ Do’s:
Deal only with SEBI-registered Research Analysts
Verify registration details on SEBI RA List
Carefully read disclosures in research reports
Make payments only via banking channels and collect receipts
Clear all doubts before acting on a recommendation
Report any promise of assured/guaranteed returns to SEBI
❌ Don’ts:
Do not provide funds to the Research Analyst for investment
Don’t fall for misleading ads or market rumors
Avoid being influenced by discounts, gifts, or incentives
Never share login credentials of your trading/demat accounts